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  • The Private Bank’s mission is to build, preserve & transform our client’s wealth.

  • We work with a variety of clients to help them achieve their unique ambitions.

  • Our world-class economists, strategists, and investment specialists share their timely ideas and perspectives.

  • We have worked with clients for more than 200 years to help them achieve their unique ambitions.

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What We Do
Who We Serve
Insights & Advice
About Us
investment strategy

Concentrated & Restricted Stock Positions

Manage concentrated stock positions with guidance from a global team that delivers a customized experience shaped around you.

Helping you craft a strategic equity plan 

Concentrated equity positions can be a source of wealth creation but pose complex risks. That is why we have a dedicated team of global professionals who can guide you through strategic management of these important assets.
Why partner with J.P. Morgan to manage your concentrated stock position?
During the 200+ years J.P. Morgan has been advising wealthy families around the world, we have had the privilege of guiding each of our clients through every step of their wealth plan, whatever the market conditions.

Knowledge of intricacies

We have a deep understanding of managing wealth for families across multiple jurisdictions and how to navigate the tax complexities involved.

Legal and regulatory experience

Our dedicated team is comprised of specialists to help manage the legal and regulatory issues that come with concentrated stock positions.

A global presence

J.P. Morgan Private Bank has extensive capital markets presence with best-in-class trading capabilities, resources and insights.

Institutional connectivity

A close partnership with dedicated partners in our market-leading Corporate & Investment Bank allows clients to access the full breadth of the J.P. Morgan franchise.

A partnership that endures

We believe in building a lasting one-on-one relationship with you and providing continuous advice throughout your wealth lifecycle.
Concentrated stock positions can create substantial wealth, but also dramatic losses for you and your family.

Using your concentrated position to reach your goals

If you are seeking liquidity against concentrated or illiquid assets, J.P. Morgan Private Bank can provide creative financing strategies.

This approach allows you to leverage a concentrated stake or portfolio of assets. It also gives you flexibility on extended liquidity and allows you to maintain a bullish view.

Apply a wide range of potential structures to protect the value of your investment against price volatility.

Hedging allows you to retain the stock position and your ownership, while limiting your risk. Certain structures can allow you to specify the amount of risk you’re willing to take and can be a useful part of an overall strategy to manage your concentrated wealth.

Use the right tools to generate liquidity upfront while also optimizing your risk exposure.

When your concentrated position allows, a block trade can be a fast and efficient way to realize your wealth. In cases where you may be unable or unwilling to sell the shares outright, a hedging and borrowing strategy can also help create liquidity.

Gift to loved ones or to charitable endeavors.

We can help you utilize gifting and charitable strategies to support people and causes you care about while navigating complex tax issues that can arise with a concentrated position.

Would you like to discuss concentrated stock position strategies with a J.P. Morgan Private Bank team member?
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Economy & Markets

The Agony & The Ecstasy

In this latest edition, we delve into nearly 45 years of stock performance, examining recent market events and the inherent risks and rewards of concentrated stock positions. While concentrated stock holdings can create substantial wealth, they also carry a high risk of significant losses.
Read Report

FAQs

Our restricted stock team

Suzanna Peshtimaldjian

Restricted Stock Specialist

Thomas P. Molloy

Executive Director, Restricted Stock Specialist

Thomas H. Brook

AWM Program Analyst,

Our Strategic Equity Solutions team

Scott Schnipper

Managing Director, Global Head of Derivative Solutions

Melissa Thomas

Executive Director, Strategic Equity Solutions Team

Ted Danforth

Managing Director, U.S. Head of Strategic Equity Solutions

Advice tailored to business owners or corporate executives

Whether you own a business or you work for a large public company, if a large part of your wealth is concentrated in a single stock, it's essential to evaluate how this influences your overall wealth objectives. Learn more

Read more

Contact us to discuss how we can help you experience the full possibility of your wealth.

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LEARN MORE About Our Firm and Investment Professionals Through FINRA BrokerCheck

 

To learn more about J.P. Morgan’s investment business, including our accounts, products and services, as well as our relationship with you, please review our J.P. Morgan Securities LLC Form CRS and Guide to Investment Services and Brokerage Products. 

 

JPMorgan Chase Bank, N.A. and its affiliates (collectively "JPMCB") offer investment products, which may include bank-managed accounts and custody, as part of its trust and fiduciary services. Other investment products and services, such as brokerage and advisory accounts, are offered through J.P. Morgan Securities LLC ("JPMS"), a member of FINRA and SIPC. Insurance products are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMCB, JPMS and CIA are affiliated companies under the common control of JPMorgan Chase & Co. Products not available in all states.

 

Please read the Legal Disclaimer for J.P. Morgan Private Bank regional affiliates and other important information in conjunction with these pages.

INVESTMENT AND INSURANCE PRODUCTS ARE: • NOT FDIC INSURED • NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY • NOT A DEPOSIT OR OTHER OBLIGATION OF, OR GUARANTEED BY, JPMORGAN CHASE BANK, N.A. OR ANY OF ITS AFFILIATES • SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED

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