Michael C. Raissis
Restricted Stock Specialist
簡歷
Michael Raissis is a Vice President and a member of the J.P. Morgan Wealth Management Restricted Stock Group. Michael is responsible for the implementation, monitoring and execution of 10b5-1 trading plans. This includes advising clients on selling terms, working closely with issuer counsel, and ensuring compliance with applicable SEC rules and regulations. Michael also provides regulatory advice and support for control and/or restricted securities transactions originating in the US West and Asia Regions. Michael has over 16 years of experience working with publicly traded companies and their equity and executive compensation plans.
Prior to joining J.P. Morgan Private Bank in 2021, Michael held positions with Merrill Lynch, UBS, E*TRADE Corporate Services, and Oppenheimer. Michael’s prior roles included team lead – executive services, senior 10b5-1 trading plan specialist, corporate services financial advisor, and west coast sales lead - corporate and executive services.
He is a Certified Equity Professional (CEP) and member of the National Association of Stock Plan Professional (“NASPP”) and the Global Equity Organization (“GEO”). Michael holds Series 7, 66, 4, and 24 licenses.
Michael is an east coast native and has called San Francisco home since 2012.
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投資產品（可能包括銀行管理賬戶及託管）乃由 摩根大通銀行（JPMorgan Chase Bank, N.A.）及其關聯公司（合稱「JPMCB」 ）作為其一部分信託及委託服務而提供。其他投資產品及服務（例如證券經紀及諮詢賬戶）乃由 摩根大通證券（J.P. Morgan Securities LLC）（「JPMS」）提供。摩根大通證券是金融業監管局和證券投資者保護公司的成員。JPMCB及JPMS均為受摩根大通共同控制的關聯公司。產品不一定於美國所有州份提供。請與本網站內容一併閱覽法律免責聲明。
投資產品： • 不受聯邦存款保險公司保障 • 並非摩根大通或其任何關聯公司的存款或其他債務，亦不受摩根大通或其任何關聯公司的保障 • 面臨投資風險，包括可能會損失投資本金
銀行存款產品（例如支票、儲蓄及銀行貸款）及相關服務乃由摩根大通銀行（JPMorgan Chase Bank, N.A.）提供。 摩根大通銀行是美國聯邦存款保險公司的成員。並非借貸承諾。授信額度均須經信貸審批。