Restricted Stock Specialist
Michael Raissis is a Vice President and a member of the J.P. Morgan Wealth Management Restricted Stock Group. Michael is responsible for the implementation, monitoring and execution of 10b5-1 trading plans. This includes advising clients on selling terms, working closely with issuer counsel, and ensuring compliance with applicable SEC rules and regulations. Michael also provides regulatory advice and support for control and/or restricted securities transactions originating in the US West and Asia Regions. Michael has over 16 years of experience working with publicly traded companies and their equity and executive compensation plans.
Prior to joining J.P. Morgan Private Bank in 2021, Michael held positions with Merrill Lynch, UBS, E*TRADE Corporate Services, and Oppenheimer. Michael’s prior roles included team lead – executive services, senior 10b5-1 trading plan specialist, corporate services financial advisor, and west coast sales lead - corporate and executive services.
He is a Certified Equity Professional (CEP) and member of the National Association of Stock Plan Professional (“NASPP”) and the Global Equity Organization (“GEO”). Michael holds Series 7, 66, 4, and 24 licenses.
Michael is an east coast native and has called San Francisco home since 2012.
敬請提供有關您的個人資料,我們的客戶服務團隊人員將會與您聯絡。
了解更多成為摩根大通私人銀行客戶的詳情。
敬請提供有關您的個人資料,我們的客戶服務團隊人員將會與您聯絡。
請瀏覽 FINRA Brokercheck網站以了解更多我們的公司及投資專才。
投資產品: • 不受聯邦存款保險公司保障 • 並非摩根大通或其任何關聯公司的存款或其他債務,亦不受摩根大通或其任何關聯公司的保障 • 面臨投資風險,包括可能會損失投資本金
銀行存款產品(例如支票、儲蓄及銀行貸款)及相關服務乃由摩根大通銀行(JPMorgan Chase Bank, N.A.)提供。 摩根大通銀行是美國聯邦存款保險公司的成員。並非借貸承諾。授信額度均須經信貸審批。