Restricted Stock Specialist
Lisa Hunt is a member of the J.P. Morgan Wealth Management Restricted Stock Group, based in New York. Lisa provides regulatory guidance and support for control and restricted securities transactions. With over 20 years of control and restricted securities experience, Lisa actively participates in client meetings and works closely with both client and issuer counsel to help facilitate restricted stock transactions and 10b5-1 sales plans.
Prior to joining the J.P. Morgan Private Bank in 2013, Lisa was the regulatory manager for the special equities desk in the investment bank. She concentrated on providing regulatory guidance to a team of 10 professionals on restricted stock transactions, corporate buybacks as well as performing supervisory duties outlined by compliance.
Lisa received a B.S from Herbert H. Lehman College, the City University of New York (CUNY). She has her Series 7, 63, 24, 55, and 79 licenses. Lisa currently lives in Westchester with her husband.
敬請提供有關您的個人資料,我們的客戶服務團隊人員將會與您聯絡。
了解更多成為摩根大通私人銀行客戶的詳情。
敬請提供有關您的個人資料,我們的客戶服務團隊人員將會與您聯絡。
請瀏覽 FINRA Brokercheck網站以了解更多我們的公司及投資專才。
投資產品: • 不受聯邦存款保險公司保障 • 並非摩根大通或其任何關聯公司的存款或其他債務,亦不受摩根大通或其任何關聯公司的保障 • 面臨投資風險,包括可能會損失投資本金
銀行存款產品(例如支票、儲蓄及銀行貸款)及相關服務乃由摩根大通銀行(JPMorgan Chase Bank, N.A.)提供。 摩根大通銀行是美國聯邦存款保險公司的成員。並非借貸承諾。授信額度均須經信貸審批。