Restricted Stock Specialist
Eric Keena is one of the newest additions to the J.P. Morgan Wealth Management Restricted Stock Group. He joined the Private Bank at the beginning of the 2022. Eric is responsible for providing advice and support for control and restricted securities transactions for corporate executives, board members and restricted stockholders. He works closely with issuer counsel to ensure clients navigate and stay compliant with the SEC Rules regarding restricted transactions. Eric also helps implement 10B5-1 plans for corporate insiders looking to invest in or divest from company shares.
Prior to joining J.P. Morgan Private Bank, Eric was a Restricted Stock Specialist at TD Ameritrade for 4 years. He was responsible with placing trades for restricted stock transactions, certificate deposits, transfers, and accurately recording data for clients. Eric trained other representatives on the SEC rules and regulations as well. Before entering Finance, Eric was invited to Rookie Mini Camp with the New York Jets as a punter.
Eric received a bachelor’s degree from the University of North Texas in Denton, TX where he played football for 4 years and was the captain his final year. He has his Series 7 and 63 Licenses. Eric currently lives in Dallas.
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