Restricted Stock Specialist
Michael Raissis is a Vice President and a member of the J.P. Morgan Wealth Management Restricted Stock Group. Michael is responsible for the implementation, monitoring and execution of 10b5-1 trading plans. This includes advising clients on selling terms, working closely with issuer counsel, and ensuring compliance with applicable SEC rules and regulations. Michael also provides regulatory advice and support for control and/or restricted securities transactions originating in the US West and Asia Regions. Michael has over 16 years of experience working with publicly traded companies and their equity and executive compensation plans.
Prior to joining J.P. Morgan Private Bank in 2021, Michael held positions with Merrill Lynch, UBS, E*TRADE Corporate Services, and Oppenheimer. Michael’s prior roles included team lead – executive services, senior 10b5-1 trading plan specialist, corporate services financial advisor, and west coast sales lead - corporate and executive services.
He is a Certified Equity Professional (CEP) and member of the National Association of Stock Plan Professional (“NASPP”) and the Global Equity Organization (“GEO”). Michael holds Series 7, 66, 4, and 24 licenses.
Michael is an east coast native and has called San Francisco home since 2012.
请浏览 FINRA Brokercheck网站以了解更多我们的公司及投资专才。
投资产品: • 不受联邦存款保险公司保障 • 非摩根大通银行或其任何联属机构的存款或其他负债，亦未获摩根大通银行或其任何联属机构的担保 • 存在投资风险，包括可能损失投资的本金
银行存款产品（例如支票、储蓄及银行贷款）及相关服务乃由摩根大通银行（JPMorgan Chase Bank, N.A.）提供。 摩根大通银行是美国联邦存款保险公司的成员。并非借贷承诺。授信额度均须经信贷审批。