Eric Keena is a dynamic professional at J.P. Morgan Wealth Management, where he plays a pivotal role in the Restricted Stock Group. Since joining the Private Bank in early 2022, Eric has been instrumental in advising corporate executives, board members, and restricted stockholders on control and restricted securities transactions. His experience helps ensures clients remain compliant with SEC regulations, and he collaborates closely with issuer’s general counsel to navigate complex transactions. Additionally, Eric specializes in implementing 10B5-1 plans, empowering corporate insiders to strategically manage their investments in company shares.
Before his tenure at J.P. Morgan, Eric honed his skills as a Restricted Stock Specialist at TD Ameritrade for four years. There, he excelled in executing trades for restricted stock transactions, managing certificate deposits and transfers, and maintaining precise client records. His deep understanding of SEC rules and regulations also led him to train fellow representatives, further solidifying his reputation as a knowledgeable and reliable resource in the field.
Eric's journey into finance is complemented by his unique background in sports. He was invited to the New York Jets' Rookie Mini Camp as a punter, showcasing his versatility and dedication. He holds a bachelor’s degree from the University of North Texas in Denton, TX, where he was a four-year football player and team captain in his final year. Eric is also a licensed professional, holding Series 7 and 63 Licenses.
Currently residing in Dallas, Eric continues to leverage his diverse experiences and knowledge to deliver exceptional service and strategic insights to his clients.
