Concentrated and Restricted Stock Management
At J.P. Morgan Private Bank, we work hard to make your money work harder. Restricted stock positions are a significant source of wealth creation for many executives and employees of public companies. Our team specializes in creating custom solutions suited to your goals and needs, and providing the ongoing advice to help you manage this important asset in your portfolio.
Building a customized restricted stock management plan
Capitalizing on years of wealth management expertise
Restricted stock transactions add a layer of legal and regulatory complexity to an already complicated decision. Our restricted stock specialists have an average of 20 years of experience helping the world’s most high profile executives. This accumulated knowledge allows us to provide insights that help you in seeking to capitalize your intentions.
Navigating the unknown
We know this can get complicated, so we work with you to understand your goals, and optimize a wide variety of variables like the transaction cost, market impact, tax circumstances, as well as legal and regulatory implications. We also will partner with your advisors and, when necessary, with the issuer of the stock to implement your plan.
An Elevated Private Banking Experience
J.P. Morgan raises the standard in private banking, delivering a completely customized experience so you have access to the full depth and breadth of J.P. Morgan’s capabilities as well as unique investment opportunities that are in line with your financial pursuits. Our team of specialists provide ongoing advice throughout the lifecycle and can connect you to like-minded peers in your community, industry and beyond.
Managing Director, Head of the J.P. Morgan Wealth Management Restricted Stock Group
Vice President, J.P. Morgan Wealth Management Restricted Stock Group
Joyce Marie Gapay
Vice President, J.P. Morgan Asset & Wealth Management Cross Asset Solutions
Michael C. Raissis
Vice President, J.P. Morgan Private Bank Restricted Stock / 10b5-1 Team
How can I diversify my concentrated position using a 10b5-1 plan?
Managing a concentration risk by implementing a 10b5-1 plan may help support your financial goals, while navigating securities rules and managing public perceptionLEARN MORE