Vice President, J.P. Morgan Private Bank Restricted Stock / 10b5-1 Team
Michael Raissis, Vice President, is a member of the J.P. Morgan Private Bank Restricted Stock / 10b5-1 Team and is responsible for the implementation, monitoring and execution of 10b5-1 Trading Plans. This includes advising clients on selling terms, working closely with Issuer counsel, and ensuring compliance with applicable SEC rules and regulations. Michael also provides regulatory advice and support for control and/or restricted securities transactions originating in the US West and Asia Regions. Michael has over 16 years-experience working with publicly traded companies and their equity and executive compensation plans.
Prior to joining J.P. Morgan Private Bank, Michael has had prior positions with Merrill Lynch, UBS, E*TRADE Corporate Services, and Oppenheimer. Michael’s prior roles included Team Lead – Executive Services, Senior 10b5-1 Trading Plan Specialist, Corporate Services Financial Advisor, and West Coast Sales Lead - Corporate and Executive Services.
Michael joined J.P. Morgan Private Bank in 2021. He is a Certified Equity Professional (CEP) and Member of the National Association of Stock Plan Professional (“NASPP”) and the Global Equity Organization (“GEO”). Michael is Registered Series 7, 66, 4, and 24.
Michael is an East Coast native, and has called San Francisco home since 2012.
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